Compliance Associate – Full Time • Hybrid Working

Exciting opportunity to gain exposure in an FCA regulated principal firm overseeing hundreds of appointed representatives in the motor industry. 

The role will cover both general insurance and credit broking activities and will provide an insight into the risk and compliance workings of both areas, giving valuable broad compliance experience! Exceptional opportunity to self-develop in the role, supported by a knowledgeable team of compliance leaders, where learning and personal development is actively encouraged and supported.


Role includes: 

  • Assisting the Risk and Compliance function in achieving oversight and monitoring of the appointed representatives
  • Assist in the delivery of the compliance monitoring plan
  • Provide analysis on various compliance areas, such as: complaints, financial promotions, onboarding, risk framework
  • Provide administrative assistance to the risk and compliance team,
  • Offer support and guidance to the wider business on risk and compliance matters
  • Co-ordinate and facilitate risk and compliance meetings, reviews and matters arising
  • Assist the risk and compliance team in meeting regulatory objectives, working on high profile developments such as the Consumer Duty, Improving the Appointed Representatives Regime and Vulnerable Customers
  • Taking the lead on completing tasks assigned to support current ongoing projects
  • Supporting in the review and creation of procedures and policies, maintaining records and effective filing systems
  • Identifying opportunities for improvement to business processes, procedures and customer outcomes
  • Reviewing and quality checking risk and compliance reports, MI and wider business documentation
  • Escalation of compliance risks and horizon scanning to the senior leadership team

Key skills, experiences and values we appreciate: 

  • The ability to analyse and problem solve
  • Great communication skills, both verbal and written
  • Acting with honesty and integrity
  • Adapting to changing business needs
  • Excellent attention to detail
  • Self-motivated, comfortable working in teams and individually
  • Enthusiastic with a general willingness to learn and develop
  • Experienced in using Microsoft Office applications
  • Experience of working within a risk, compliance or quality role for 12-24 months.
  • 5+ GCSE grades A-C


The option to complete formal qualifications in Risk and Compliance will be supported.

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Frequently Ask Questions

Our team of specialists is here to answer any questions you may have.

Yes, either Directly Authorised or as an Appointed Representative of a Principal Firm.

You do have options, contact us here at Automotive Compliance Ltd, and we will be happy to help.

If you’re unable to spare the time or effort to go through the FCA Handbooks (Finance = Consumer Credit Sourcebook CONC, General Insurance = Insurance Conduct of Business Sourcebook ICOBS) and understand how they relate to your business, feel free to reach out to us for assistance. We can help interpret the regulations and provide guidance.

This person has to know and meet the regulatory requirements as well as understand how the regulations apply to them.

This is something you need to know, you can find out who is on the FCA’s Register of Approved Persons’

Your business could be at risk if you do nothing, being compliant will mean you are mitigating your risks, this not only ensures peace of mind, but also sends a positive message to your customers.

Get in touch

If you have questions, please either call us on 01452 671 570 or complete this form and one of our team will get in touch with you quickly.